Buyouts, information asymmetry and the family management dyad

Carole Howorth*, Paul Westhead, Mike Wright

*Corresponding author for this work

Research output: Contribution to journalArticlepeer-review

Abstract

Management buyouts (MBOs) and buyins (MBIs) are an alternative solution to the private family firm ownership succession issue. It is typically assumed that MBO/MBIs of private family firms progress more smoothly than other types of MBO/MBI, due to fewer information asymmetries and closer relationships between the parties involved. This study provides novel evidence from eight private family firms that had selected an MBO or an MBI. The myths surrounding the succession issues of family firms who have selected an MBO/MBI are specifically explored. The MBO/MBI process is examined within an agency theory framework with particular emphasis on the balance of information and the relationships between vendors and purchasers. Complementary theoretical frameworks relating to trust and negotiation behavior are utilized. Interviews were held with former family owners as well as the current members of the MBO/MBI teams. Triangulation of opinions was considered, thus strengthening the validity of presented results. The case studies confirmed that information asymmetries were widespread, providing opportunities for the parties with more information to negotiate a price and structure the deal to their advantage. Good relationships and trust between the vendor and MBO/MBI team mitigated information asymmetries. Where the MBO/MBI was part of the family firm's long-term strategy, there were fewer information asymmetries, and knowledge transfer was facilitated.

Original languageEnglish
Pages (from-to)509-534
Number of pages26
JournalJournal of Business Venturing
Volume19
Issue number4
DOIs
Publication statusPublished - Jul 2004

Keywords

  • Deal negotiation
  • Family firm
  • Information asymmetry
  • Management buyout
  • Trust

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